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Cox, James D.

Securities regulation: cases and materials - New York Wolters Kluwer Law 2013 - 1171 p.

Contiene: 1. The framework of securities regulation.- 2. The definition of a security.- 3. Understanding investors.- 4. The Public offering.- 5. Exempt transactions.- 6. Secondary distributions.- 7. Recapitalizations, reorganizations, and adquisitions.- 8. Exempt securities.- 9. Liability under the securities act.- 10. Financial innovation: trading markets, derivates, and securitization.- 11. Financial reporting: mechanisms, duties, and culture.- 12. Inquiries into materiality of information.- 13. Fraud in commection with the purchase or sale of a security.- 14. The enforcement of the securities laws.- 15. The regulation of insider trading.- 16. Shareholder voting and going - private transactions.- 17. Corporate takeovers.- 18. Regulation of broker - dealers.- 19. The investment advisers and investment company acts of 1940.- 20. Transnational fraud and the reach of U.S. securities laws.

ISBN: 978-1-4548-2501-2

Subjects--Topical Terms:
Securities regulation

Subjects--Index Terms: Divulgación de información Mercado eficiente Oferta privada Oferta pública Regulación Transacciones exceptuadas Underwriting

LC Class. No.: KF/1438/C69/2013