Lee Hazen, Thomas
Broker-dealer regulation in a nutshell - 3a ed. - Minnesota West Academic Publishing 2017 - 301 p.
Contiene: 1. The markets and self-regulation.- 2. Broker –dealer definitions and registration requirements.- 3. Exchange trading and market making.- 4. Retail and other operations.- 5. Manipulative and deceptive.- 6. Civil liabilities.- 7. Arbitration of bróker dealer disputes.
978-1-63460-339.3
Corredores de bolsa
Estados unidos Legislación
KF/1071/H39/2017
Broker-dealer regulation in a nutshell - 3a ed. - Minnesota West Academic Publishing 2017 - 301 p.
Contiene: 1. The markets and self-regulation.- 2. Broker –dealer definitions and registration requirements.- 3. Exchange trading and market making.- 4. Retail and other operations.- 5. Manipulative and deceptive.- 6. Civil liabilities.- 7. Arbitration of bróker dealer disputes.
978-1-63460-339.3
Corredores de bolsa
Estados unidos Legislación
KF/1071/H39/2017