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Fundamentals of Securities Regulation: 2009 supplement

By: Loss, LouisMaterial type: TextTextOriginal language: Spanish Publisher: New York ; Aspen Publishers ; 2009Edition: 5a edDescription: 465 pISBN: 978-0-7355-7490-8Subject(s): Securities regulation | Fraude | Litigación | Manipulación | SECLOC classification: KF/1439/L67S/2009
Contents:
Contiene: 1. Background of the SEC Statutes.- 2. Federal Regulation of the Distribution of Securities.- 3. Coverage of the Securities Act of 1933| definitions and exemptions.- 4. Protective Committee Reform| the Trust Indenture Act of 1939| and SEC Functions Under the Bankruptcy Code.- 5. Registration and Postregistration Provisions of the 1934 Act.- 6. Regulation of the Securities Markets.- 7. Regulation of Brokers, Dealers, and Investment Advisers.- 8. Fraud.- 9. Manipulation.- 10.Civil Liability.- 10. Government litigation.- 11. SEC Administrative Law.- 12. Conflict of Laws, Procedural Aspects, and Globalization.
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Libros Libros Biblioteca de la Superintendencia del Mercado de Valores - SMV
KF/1439/L67S/2009 (Browse shelf) Available 00002828

Contiene: 1. Background of the SEC Statutes.- 2. Federal Regulation of the Distribution of Securities.- 3. Coverage of the Securities Act of 1933| definitions and exemptions.- 4. Protective Committee Reform| the Trust Indenture Act of 1939| and SEC Functions Under the Bankruptcy Code.- 5. Registration and Postregistration Provisions of the 1934 Act.- 6. Regulation of the Securities Markets.- 7. Regulation of Brokers, Dealers, and Investment Advisers.- 8. Fraud.- 9. Manipulation.- 10.Civil Liability.- 10. Government litigation.- 11. SEC Administrative Law.- 12. Conflict of Laws, Procedural Aspects, and Globalization.

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