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Securities regulation in a nut shell

By: Lee Hazen, ThomasMaterial type: TextTextOriginal language: Spanish Publisher: New York ; Thomson Reuters ; 2009Edition: 10a edDescription: 361 pISBN: 978-0-314-18798-7Subject(s): SEC | Regulación de valoresLOC classification: KF/1440/L44/2009
Contents:
Contiene: I. Introduction.- II. Regulation of public offerings.- III. Regulation of publicly-held companies.- IV. Antifraud provisions.- V. Regulation of the securities business.- VI. Regulation of investment companies.- VII. Sanctions for violations.- VIII. Civil liabilities.- IX. Extraterritorial application.- X. state regulation.
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Libros Libros Biblioteca de la Superintendencia del Mercado de Valores - SMV
KF/1440/L44/2009 (Browse shelf) Available 00003130

Contiene: I. Introduction.- II. Regulation of public offerings.- III. Regulation of publicly-held companies.- IV. Antifraud provisions.- V. Regulation of the securities business.- VI. Regulation of investment companies.- VII. Sanctions for violations.- VIII. Civil liabilities.- IX. Extraterritorial application.- X. state regulation.

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