Market abuse and insider dealing
Material type:
TextOriginal language: Spanish Publisher: West Sussex ; Bloomsbury Professional ; 2016Edition: 3a edDescription: 414 pISBN: 978-1-78043-495-7Subject(s): Información privilegiadaLOC classification: KD/1777.I/R53/2016| Item type | Current location | Call number | Status | Date due | Barcode |
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Libros
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Biblioteca de la Superintendencia del Mercado de Valores - SMV | KD/1777.I/R53/2016 (Browse shelf) | Checked out | 04/01/2023 | 00009094 |
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| K/5018/P37/2015 Teoría del delito: problemas fundamentales | K/5223/A79/2014 Open secret: the global banking conspiracy that swindled investors out of billions | K/5401/A76/2015 El proceso penal acusatorio | KD/1777.I/R53/2016 Market abuse and insider dealing | KF/1070/B36/2017 Speculation a history of the fine line between gambling and investing | KF/1073.15/I67/2016 Insider trading law and compliance answer book | KF/1434/S43/2009 Principles of Corporate Governance 1: analysis and recommendations |
Contiene: 1. The nature of insider dealing and market abuse.- 2. Insider dealing: the civil law.- 3. The main offences of insider dealing - dealing on the basis of inside information.- 4. The market abuse regime.- 5. FSMA criminalo offences of market manipulation.- 6. Fraud and financial crime.- 7. Anti-money laundering and proceeds of crime.- 8. Conflicts of interest.- 9. Issuer disclosure and liability.- 10. Information gathering.- 11. Investigations.- 12. Enforcement issues.- 13. Compliance procedures and systems.- 14. Personal liability of senior managers and compliance officers.- 15. Control liability.- 16. The impact of other laws : domestic and overseas.
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