TY  - BOOK
AU  - Loss, Louis
TI  - Fundamentals of Securities Regulation: 2009 supplement
SN  - 978-0-7355-7490-8
AV  - KF/1439/L67S/2009 
CY  - New York
KW  - Securities regulation
KW  - Fraude
KW  - Litigación
KW  - Manipulación
KW  - SEC
N1  - Contiene: 1. Background of the SEC Statutes.- 2. Federal Regulation of the Distribution of Securities.- 3. Coverage of the Securities Act of 1933| definitions and exemptions.- 4. Protective Committee Reform| the Trust Indenture Act of 1939| and SEC Functions Under the Bankruptcy Code.- 5. Registration and Postregistration Provisions of the 1934 Act.- 6. Regulation of the Securities Markets.- 7. Regulation of Brokers, Dealers, and Investment Advisers.- 8. Fraud.- 9. Manipulation.- 10.Civil Liability.- 10. Government litigation.- 11. SEC Administrative Law.- 12. Conflict of Laws, Procedural Aspects, and Globalization
ER  -