Insider trading
- 3a ed.
- New York Oxford 2010
- 1146 p.
Contiene: 1. Impact on society, the issuer, and the insider traders employer.- 2. The harm to individual investors from a specific insider trade.- 3. Some basic elements of insider trading liability under section 10 (b) and rule 10b-5.- 4. Those who violate section 10 (b) and rule 10b-5 by insider trading or tipping.- 5. The rule 10b-5 private plaintiffs who can sue a stock market insider trader for damages.- 6. Government enforcement.- 7. The ALIs federal securities code.- 8. Rule 14e-3: insider trading or tipping in the tender offer context.- 9. Section 17 (a) of the securities act of 1933.- 10. The federal mail and wire fraud statutes.- 11. Black -out periods.- 12. Compliance programs.- 13. "Insider trading" under section 16.- 14. State common law and state law claim by issuer.