TY  - BOOK
AU  - Cox, James D.
TI  - Securities regulation: cases and materials
SN  - 978-1-4548-2501-2
AV  - KF/1438/C69/2013 
CY  - New York
KW  - Securities regulation
KW  - Divulgación de información
KW  - Mercado eficiente
KW  - Oferta privada
KW  - Oferta pública
KW  - Regulación
KW  - Transacciones exceptuadas
KW  - Underwriting
N1  - Contiene: 1. The framework of securities regulation.- 2. The definition of a security.- 3. Understanding investors.- 4. The Public offering.- 5. Exempt transactions.- 6. Secondary distributions.- 7. Recapitalizations, reorganizations, and adquisitions.- 8. Exempt securities.- 9. Liability under the securities act.- 10. Financial innovation: trading markets, derivates, and securitization.- 11. Financial reporting: mechanisms, duties, and culture.- 12. Inquiries into materiality of information.- 13. Fraud in commection with the purchase or sale of a security.- 14. The enforcement of the securities laws.- 15. The regulation of insider trading.- 16. Shareholder voting and going - private transactions.- 17. Corporate takeovers.- 18. Regulation of broker - dealers.- 19. The investment advisers and investment company acts of 1940.- 20. Transnational fraud and the reach of U.S. securities laws
ER  -