Market abuse and insider dealing - 3a ed. - West Sussex Bloomsbury Professional 2016 - 414 p.

Contiene: 1. The nature of insider dealing and market abuse.- 2. Insider dealing: the civil law.- 3. The main offences of insider dealing - dealing on the basis of inside information.- 4. The market abuse regime.- 5. FSMA criminalo offences of market manipulation.- 6. Fraud and financial crime.- 7. Anti-money laundering and proceeds of crime.- 8. Conflicts of interest.- 9. Issuer disclosure and liability.- 10. Information gathering.- 11. Investigations.- 12. Enforcement issues.- 13. Compliance procedures and systems.- 14. Personal liability of senior managers and compliance officers.- 15. Control liability.- 16. The impact of other laws : domestic and overseas.

978-1-78043-495-7


Información privilegiada

KD/1777.I/R53/2016