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Insider trading

By: Wang, William K. SMaterial type: TextTextOriginal language: Spanish Publisher: New York ; Oxford ; 2010Edition: 3a edDescription: 1146 pISBN: 978-0-19-539145-9Subject(s): Información privilegiada | Estados unidos | Law and legislationLOC classification: KF/1073.I5/W36/2010
Contents:
Contiene: 1. Impact on society, the issuer, and the insider traders employer.- 2. The harm to individual investors from a specific insider trade.- 3. Some basic elements of insider trading liability under section 10 (b) and rule 10b-5.- 4. Those who violate section 10 (b) and rule 10b-5 by insider trading or tipping.- 5. The rule 10b-5 private plaintiffs who can sue a stock market insider trader for damages.- 6. Government enforcement.- 7. The ALIs federal securities code.- 8. Rule 14e-3: insider trading or tipping in the tender offer context.- 9. Section 17 (a) of the securities act of 1933.- 10. The federal mail and wire fraud statutes.- 11. Black -out periods.- 12. Compliance programs.- 13. "Insider trading" under section 16.- 14. State common law and state law claim by issuer.
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Item type Current location Call number Status Date due Barcode
Libros Libros Biblioteca de la Superintendencia del Mercado de Valores - SMV
KF/1073.I5/W36/2010 (Browse shelf) Available 00003307

Contiene: 1. Impact on society, the issuer, and the insider traders employer.- 2. The harm to individual investors from a specific insider trade.- 3. Some basic elements of insider trading liability under section 10 (b) and rule 10b-5.- 4. Those who violate section 10 (b) and rule 10b-5 by insider trading or tipping.- 5. The rule 10b-5 private plaintiffs who can sue a stock market insider trader for damages.- 6. Government enforcement.- 7. The ALIs federal securities code.- 8. Rule 14e-3: insider trading or tipping in the tender offer context.- 9. Section 17 (a) of the securities act of 1933.- 10. The federal mail and wire fraud statutes.- 11. Black -out periods.- 12. Compliance programs.- 13. "Insider trading" under section 16.- 14. State common law and state law claim by issuer.

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