| 000 | 00959nam a2200289Ia 4500 | ||
|---|---|---|---|
| 003 | SMV | ||
| 005 | 20210610225649.0 | ||
| 008 | 210318b ||||| |||| 00| 0 spa d | ||
| 020 | _a978-1-63460-339.3 | ||
| 040 | _cSMV | ||
| 041 | _hspa | ||
| 050 | _aKF/1071/H39/2017 | ||
| 100 | _aLee Hazen, Thomas | ||
| 245 | 0 | _aBroker-dealer regulation in a nutshell | |
| 250 | _a3a ed. | ||
| 260 | _aMinnesota | ||
| 260 | _bWest Academic Publishing | ||
| 260 | _c2017 | ||
| 300 | _a301 p. | ||
| 505 | _aContiene: 1. The markets and self-regulation.- 2. Broker –dealer definitions and registration requirements.- 3. Exchange trading and market making.- 4. Retail and other operations.- 5. Manipulative and deceptive.- 6. Civil liabilities.- 7. Arbitration of bróker dealer disputes. | ||
| 650 | _aCorredores de bolsa | ||
| 653 | _aEstados unidos | ||
| 653 | _aLegislación | ||
| 942 |
_2lcc _cLIB1 |
||
| 942 | _2lcc | ||
| 942 |
_hKF/1071/H39/2017 _2lcc |
||
| 999 |
_c5398 _d5398 |
||