Politically exposed persons: preventive measures for the banking sector
Material type:
- 978-0-8213-8249-3
- HV/6768/P65/2010
Item type | Current library | Call number | Status | Barcode | |
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Biblioteca de la Superintendencia del Mercado de Valores - SMV | HV/6768/P65/2010 (Browse shelf(Opens below)) | Available | 00003346 |
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HJ/912/C37/2011 El análisis económico del derecho tributario | KHQ/965/U75/2009 Introducción al sistema de la responsabilidad civil peruano | QA/76.3/A76/2007 How to achieve 27001 certification: and example of applied compliance management | HV/6768/P65/2010 Politically exposed persons: preventive measures for the banking sector | KHQ/5419/P46/2011/t.III Derecho penal (III): parte especial | KHA/3230/D54/1976/t.I Derecho administrativo I | KHQ/5419/P46/2011/t.IV Derecho penal (IV): parte especial |
Contiene: 1. Introduction.- 2. General observations and challenges.- 3. Applying a risk - based approach.- 4. Who is a PEP?.- 5. How long is a PEP considered a PEP?.- 6. Identification of PEP: who to check and when to check.- 7. Identification of PEPs: how to check.- 8. Identification of PEPs: commercial and in house databases.- 9. Identifying and verifying source of wealth and source of founds.- 10. PEP approval by Senior management.- 11. Enhanced ongoing monitoring.- 12. Regulatory authorities.- 13. Suspicious transaction reporting and financial intelligence units.- 14. National cooperation, training, and resources.- 15. Training and resources.
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