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Securities regulation: cases and materials

By: Cox, James DMaterial type: TextTextOriginal language: Spanish Publisher: New York ; Wolters Kluwer Law ; 2013Description: 1171 pISBN: 978-1-4548-2501-2Subject(s): Securities regulation | Divulgación de información | Mercado eficiente | Oferta privada | Oferta pública | Regulación | Transacciones exceptuadas | UnderwritingLOC classification: KF/1438/C69/2013
Contents:
Contiene: 1. The framework of securities regulation.- 2. The definition of a security.- 3. Understanding investors.- 4. The Public offering.- 5. Exempt transactions.- 6. Secondary distributions.- 7. Recapitalizations, reorganizations, and adquisitions.- 8. Exempt securities.- 9. Liability under the securities act.- 10. Financial innovation: trading markets, derivates, and securitization.- 11. Financial reporting: mechanisms, duties, and culture.- 12. Inquiries into materiality of information.- 13. Fraud in commection with the purchase or sale of a security.- 14. The enforcement of the securities laws.- 15. The regulation of insider trading.- 16. Shareholder voting and going - private transactions.- 17. Corporate takeovers.- 18. Regulation of broker - dealers.- 19. The investment advisers and investment company acts of 1940.- 20. Transnational fraud and the reach of U.S. securities laws.
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Item type Current location Call number Status Date due Barcode
Libros Libros Biblioteca de la Superintendencia del Mercado de Valores - SMV
KF/1438/C69/2013 (Browse shelf) Available 00005110
Libros Libros Biblioteca de la Superintendencia del Mercado de Valores - SMV
KF/1438/C69/2013 (Browse shelf) Available 00005925

Contiene: 1. The framework of securities regulation.- 2. The definition of a security.- 3. Understanding investors.- 4. The Public offering.- 5. Exempt transactions.- 6. Secondary distributions.- 7. Recapitalizations, reorganizations, and adquisitions.- 8. Exempt securities.- 9. Liability under the securities act.- 10. Financial innovation: trading markets, derivates, and securitization.- 11. Financial reporting: mechanisms, duties, and culture.- 12. Inquiries into materiality of information.- 13. Fraud in commection with the purchase or sale of a security.- 14. The enforcement of the securities laws.- 15. The regulation of insider trading.- 16. Shareholder voting and going - private transactions.- 17. Corporate takeovers.- 18. Regulation of broker - dealers.- 19. The investment advisers and investment company acts of 1940.- 20. Transnational fraud and the reach of U.S. securities laws.

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